-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PsEfRrQsUviytqSDojoJhdT3I+kz6pGZ3Hk8YoCNpSxhODW0KgC+U84m48uX4K8V 9RLsm/kAz2XZM0Q3Q4h/SA== 0000950120-05-000597.txt : 20050811 0000950120-05-000597.hdr.sgml : 20050811 20050811164548 ACCESSION NUMBER: 0000950120-05-000597 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050811 DATE AS OF CHANGE: 20050811 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EPSTEIN RICHARD CENTRAL INDEX KEY: 0001140667 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: BUSINESS PHONE: 9547530904 MAIL ADDRESS: STREET 1: 7100 NW 126 TERRACE CITY: PARKLAND STATE: FL ZIP: 33076 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SURE TRACE SECURITY CORP CENTRAL INDEX KEY: 0000736314 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 840959153 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-40373 FILM NUMBER: 051017639 BUSINESS ADDRESS: STREET 1: 1530- 9 AVENUE S.E. STREET 2: 1530- 9 AVENUE S.E. CITY: CALGARY STATE: A0 ZIP: T2G 0T7 BUSINESS PHONE: 403 693 8003 MAIL ADDRESS: STREET 1: 1530- 9 AVENUE S.E. STREET 2: 1530- 9 AVENUE S.E. CITY: CALGARY STATE: A0 ZIP: T2G 0T7 FORMER COMPANY: FORMER CONFORMED NAME: CORMAX BUSINESS SOLUTIONS INC DATE OF NAME CHANGE: 20010417 FORMER COMPANY: FORMER CONFORMED NAME: WATCHOUT INC DATE OF NAME CHANGE: 19991110 FORMER COMPANY: FORMER CONFORMED NAME: WHITE CLOUD EXPLORATION INC DATE OF NAME CHANGE: 19920703 SC 13D 1 d672800.txt SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 SURE TRACE SECURITY CORPORATION ------------------------------- (Name of Issuer) Common Stock, par value $0.001 per share ---------------------------------------- (Title of Class of Securities) 86866W 10 1 ----------- (CUSIP Number) Mr. Richard Epstein c/o Alliance Equities, Inc. 7100 NW 126th Terrace Parkland, FL 33076 ------------------ (Name, Address, and Telephone Number of Person Authorized to Receive Notices and Communications) August 1, 2005 -------------- (Date of Event which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. /_/ Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - -------------------------------------------------------------------------------- CUSIP No. 86866W 10 1 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Richard Epstein - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS PF - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 133,777,778 SHARES ---------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY ---------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER 133,777,778 REPORTING ---------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 133,777,778 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.04% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- 2 ITEM 1. SECURITY AND ISSUER. This Schedule 13D, dated August 11, 2005, of Sure Trace Security Corporation, a Utah corporation (the "Issuer"), is filed to reflect the information required pursuant to Rule 13d-2 of the Securities and Exchange Act of 1934, as amended (the "Act"), relating to common shares, $0.001 par value per share (the "Common Stock") of the Issuer. The Issuer's principal executive office is 1073 Cambie Street, Vancouver, British Columbia, Canada V6B 5L7. ITEM 2. IDENTITY AND BACKGROUND. (a) This statement is being filed on behalf of Richard Epstein, an individual. (b) The business address of Mr. Epstein is c/o Alliance Equities, Inc., 7100 NW 126th Terrace, Parkland, FL 33076. (c) Mr. Epstein's principal occupation is private investor. (d) During the last five years Mr. Epstein has not (i) been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors); or (ii) been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction where as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to federal or state securities laws or finding any violation with respect to such laws. (e) On May 5, 2003, the Honorable Nora M. Manella, United States District Judge for the Central District of California, entered judgments, pursuant to Mr. Epstein's consent, against Mr. Epstein and Alliance Equities, Inc. ("Alliance"), a company controlled by Mr. Epstein. In this judgment, Mr. Epstein and Alliance were permanently enjoined from future violations of the stock sale reporting provisions of the federal securities laws, Sections 13(d) and 16(a) of the Securities Exchange Act of 1934 and Rules 13d-1, 13d-2 and 16a-3 thereunder. The judgments also ordered Mr. Epstein and Alliance to disgorge $618,230 in gains plus prejudgment interest, and ordered Mr. Epstein to pay a civil penalty in the amount of $25,000. This judgment was based on a complaint, filed August 7, 2002, in which the Securities and Exchange Commission alleged that Mr. Epstein and Alliance failed to supply the SEC and the public with information regarding the common stock of another company by filing Schedule 13D updates and failing to report purchases in Form 4 filings. (f) Mr. Epstein holds United States citizenship. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION On August 1, 2005, Richard Epstein purchased 133,777,778 shares of Common Stock of the Issuer for an aggregate purchase price of $125,000. The source of funds was personal funds. ITEM 4. PURPOSE OF TRANSACTION Mr. Epstein has no present intention to engage or cause the Issuer to engage in any transactions or activities specified in paragraphs (a) through (j) of this Item 4. Mr. Epstein has acquired the securities of the Company for general 3 investment purposes. Mr. Epstein is not party to any agreements to acquire any additional securities at this time. Notwithstanding the foregoing, Mr. Epstein retains the right to change its investment intent, to propose one or more possible transactions to the Issuer's Board of Directors, to acquire additional securities from time to time or to sell or otherwise dispose of all or part of the securities beneficially owned by him in any manner permitted by law. In addition, Mr. Epstein has the right to elect members to the Issuer's Board of Directors. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. (a) As of the date of this report, Mr. Epstein beneficially owns an aggregate of 133,777,778 shares of Common Stock, which represents 7.04% of the Issuer's Common Stock. (b) As of the date of this report, Mr. Epstein has the sole power to vote or direct the voting of, or dispose or direct the disposition of 133,777,778 shares of the Issuer's Common Stock. (c) During the last sixty days, Mr. Epstein has sold shares of the Common Stock of the Issuer in open market transactions on the Over The Counter Bulletin Board as follows:
- ------------------------------------------------------------------------------ DATE NO. OF SHARES SOLD PRICE PER SHARE - ------------------------------------------------------------------------------ 06/17/2005 400,000 0.0024 - ------------------------------------------------------------------------------ 06/17/2005 400,000 0.0024 - ------------------------------------------------------------------------------ 06/17/2005 475,000 0.0024 - ------------------------------------------------------------------------------ 06/22/2005 500,000 0.002 - ------------------------------------------------------------------------------ 06/24/2005 200,000 0.0021 - ------------------------------------------------------------------------------ 06/27/2005 750,000 0.0022 - ------------------------------------------------------------------------------ 06/27/2005 1,000,000 0.0024 - ------------------------------------------------------------------------------ 06/27/2005 1,000,000 0.0027 - ------------------------------------------------------------------------------ 06/28/2005 25,000 0.0027 - ------------------------------------------------------------------------------ 06/28/2005 750,000 0.0024 - ------------------------------------------------------------------------------ 06/28/2005 10,000 0.0022 - ------------------------------------------------------------------------------ 07/05/2005 313,585 0.0024 - ------------------------------------------------------------------------------ 07/06/2005 190,000 0.0021 - ------------------------------------------------------------------------------ 4 - ------------------------------------------------------------------------------ DATE NO. OF SHARES SOLD PRICE PER SHARE - ------------------------------------------------------------------------------ 07/12/2005 1,000,000 0.0021 - ------------------------------------------------------------------------------ 07/12/2005 1,000,000 0.0023 - ------------------------------------------------------------------------------ 07/13/2005 1,000,000 0.0026 - ------------------------------------------------------------------------------ 07/14/2005 112,000 0.002 - ------------------------------------------------------------------------------ 07/18/2005 1,000,000 0.0019 - ------------------------------------------------------------------------------ 07/26/2005 1,000,000 0.0015 - ------------------------------------------------------------------------------ 07/27/2005 1,250,000 0.0014 - ------------------------------------------------------------------------------ 07/27/2005 1,000,000 0.0018 - ------------------------------------------------------------------------------ 07/27/2005 1100000 0.002 - ------------------------------------------------------------------------------ 07/28/2005 10,000 0.0015 - ------------------------------------------------------------------------------ 07/29/2005 1,000,000 0.0014 - ------------------------------------------------------------------------------ 07/29/2005 1,250,000 0.0018 - ------------------------------------------------------------------------------ 07/29/2005 1,000,000 0.0022 - ------------------------------------------------------------------------------ 07/29/2005 1,000,000 0.0024 - ------------------------------------------------------------------------------ 07/29/2005 1,000,000 0.0026 - ------------------------------------------------------------------------------ 07/29/2005 1,000,000 0.0029 - ------------------------------------------------------------------------------ 07/29/2005 1,000,000 0.003 - ------------------------------------------------------------------------------ 07/29/2005 58,000 0.003 - ------------------------------------------------------------------------------ 07/29/2005 1,002,420 0.003 - ------------------------------------------------------------------------------ 07/29/2005 1,000,000 0.0033 - ------------------------------------------------------------------------------ 07/29/2005 1,000,000 0.0036 - ------------------------------------------------------------------------------ 07/29/2005 1,000,000 0.0042 - ------------------------------------------------------------------------------ 07/29/2005 1,000,000 0.0048 - ------------------------------------------------------------------------------ 5 - ------------------------------------------------------------------------------ DATE NO. OF SHARES SOLD PRICE PER SHARE - ------------------------------------------------------------------------------ 07/29/2005 500,000 0.0058 - ------------------------------------------------------------------------------ 07/29/2005 500,000 0.0061 - ------------------------------------------------------------------------------ 07/29/2005 500,000 0.0065 - ------------------------------------------------------------------------------ 08/01/2005 250,000 0.0083 - ------------------------------------------------------------------------------ 08/01/2005 300,000 0.0095 - ------------------------------------------------------------------------------ 08/01/2005 250,000 0.011 - ------------------------------------------------------------------------------ 08/01/2005 250,000 0.0116 - ------------------------------------------------------------------------------ 08/01/2005 250,000 0.0121 - ------------------------------------------------------------------------------ 08/01/2005 250,000 0.0135 - ------------------------------------------------------------------------------ 08/01/2005 250,000 0.0138 - ------------------------------------------------------------------------------ 08/01/2005 250,000 0.0144 - ------------------------------------------------------------------------------ 08/01/2005 250,000 0.0164 - ------------------------------------------------------------------------------ 08/01/2005 250,000 0.0126 - ------------------------------------------------------------------------------ 08/01/2005 250,000 0.0131 - ------------------------------------------------------------------------------ 08/01/2005 250,000 0.0139 - ------------------------------------------------------------------------------ 08/01/2005 300,000 0.014 - ------------------------------------------------------------------------------ 08/01/2005 350,000 0.0125 - ------------------------------------------------------------------------------ 08/02/2005 500,000 0.0122 - ------------------------------------------------------------------------------ 08/02/2005 300,000 0.0139 - ------------------------------------------------------------------------------ 08/02/2005 250,000 0.0149 - ------------------------------------------------------------------------------ 08/02/2005 250,000 0.0163 - ------------------------------------------------------------------------------ 08/02/2005 250,000 0.0156 - ------------------------------------------------------------------------------ 08/02/2005 200,000 0.0165 - ------------------------------------------------------------------------------ 6 - ------------------------------------------------------------------------------ DATE NO. OF SHARES SOLD PRICE PER SHARE - ------------------------------------------------------------------------------ 08/02/2005 300,000 0.0146 - ------------------------------------------------------------------------------ 08/02/2005 278,234 0.0146 - ------------------------------------------------------------------------------ 08/02/2005 155,000 0.015 - ------------------------------------------------------------------------------ 08/02/2005 1,000,000 0.015 - ------------------------------------------------------------------------------ 08/02/2005 15,300 0.0145 - ------------------------------------------------------------------------------
During the last sixty days, Mr. Epstein has caused Alliance to sell shares of the Common Stock of the Issuer in open market transactions on the Over The Counter Bulletin Board as follows:
- ------------------------------------------------------------------------------ DATE NO. OF SHARES SOLD PRICE PER SHARE - ------------------------------------------------------------------------------ 06/14/2005 400,000 0.0027 - ------------------------------------------------------------------------------ 06/16/2005 15,000 0.0029 - ------------------------------------------------------------------------------ 06/24/2005 500,000 0.0021 - ------------------------------------------------------------------------------ 06/24/2005 1,000,000 0.0022 - ------------------------------------------------------------------------------ 06/24/2005 1,000,000 0.0021 - ------------------------------------------------------------------------------ 06/28/2005 500,000 0.0027 - ------------------------------------------------------------------------------ 06/29/2005 10,000 0.0023 - ------------------------------------------------------------------------------ 06/29/2005 500,000 0.0022 - ------------------------------------------------------------------------------ 06/30/2005 910,000 0.002 - ------------------------------------------------------------------------------ 07/01/2005 1,000,000 0.002 - ------------------------------------------------------------------------------ 07/01/2005 230,000 0.002 - ------------------------------------------------------------------------------ 07/01/2005 557,000 0.002 - ------------------------------------------------------------------------------ 07/06/2005 255,000 0.0021 - ------------------------------------------------------------------------------ 07/12/2005 1,000,000 0.002 - ------------------------------------------------------------------------------ 07/12/2005 1,000,000 0.0023 - ------------------------------------------------------------------------------ 7 - ------------------------------------------------------------------------------ DATE NO. OF SHARES SOLD PRICE PER SHARE - ------------------------------------------------------------------------------ 07/12/2005 1,000,000 0.0022 - ------------------------------------------------------------------------------ 07/13/2005 125,000 0.0021 - ------------------------------------------------------------------------------ 07/18/2005 1,000,000 0.002 - ------------------------------------------------------------------------------ 07/22/2005 230,000 0.0018 - ------------------------------------------------------------------------------ 07/22/2005 500,000 0.0015 - ------------------------------------------------------------------------------ 07/25/2005 1,000,000 0.0014 - ------------------------------------------------------------------------------ 07/25/2005 500,000 0.0014 - ------------------------------------------------------------------------------ 07/26/2005 500,000 0.0014 - ------------------------------------------------------------------------------ 07/27/2005 909,307 0.0014 - ------------------------------------------------------------------------------ 07/27/2005 90,693 0.0015 - ------------------------------------------------------------------------------ 07/27/2005 1,018,000 0.002 - ------------------------------------------------------------------------------
(d) Not applicable. (e) Mr. Epstein remains the beneficial owner of more than 5% of the class of securities described herein. ITEM 6. CONTRACTS, AGREEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER Not Applicable. 8 S I G N A T U R E After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. Date: August 11, 2005 /s/ Richard Epstein --------------------------------- Richard Epstein 9 -----END PRIVACY-ENHANCED MESSAGE-----